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* HSE / HSE Securities / SEBI / NSE / BSE Circulars *
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DATE |
SUBJECT |
29-06-2007 |
HSE Cir:Continuous upward rise in the prices of the scrips.
|
25-06-2007 |
SEBI Cir:PAN as the sole identification number for all transactions in the securities market
|
01-06-2007 |
HSE Settlement Programme from 01/01/2007 to 26/06/2007
|
27-03-2007 |
SEBI cir.: Amendments to Clause 32 of Equity Listing Agreement.
|
27-03-2007 |
SEBI cir.: Permanent Account Number (PAN) to be the sole identification number for all transactions in the securities market.
|
21-02-2007 |
hse cir.: Stlt prog. from 23/02/07 to 15/03/07.
|
18-01-2007 |
hses cir.: Exclusive e-mail ID for redressal of Investor complaints.
|
18-01-2007 |
hse cir.: Exclusive e-mail ID for redressal of Investor complaints.
|
27-12-2006 |
hse cir.: settlement programmee from 02/01/07 to 11/01/2007.
|
29-11-2006 |
HSE Settlement programme from 01/01/06 to 31/12/06
|
29-11-2006 |
SEBI cir.:Payment of fees by Stock Brokers
|
13-11-2006 |
SEBI cir.:Securities contracts (manner of increasing & maintaining public share holding in recgonised exchanges)regulations 2006
|
13-11-2006 |
SEBI cir.: Establishment of connectivity with both NSDL and CDSL- Shifting from Trade for Trade Segment (TFTS) to Rolling Segment
|
08-11-2006 |
hse cir.: Mandatory requirement of Permanent Account Number (PAN) - Issues and clarifications (III).
|
08-11-2006 |
hse cir.: Trades done by the Members where buyer clients and seller clients are from the same Member's Office.
|
02-11-2006 |
hse cir.: hse delistied companies .
|
02-11-2006 |
hse cir.: settlement programmee from 06/11/06 to 24/11/2006.
|
27-10-2006 |
SEBI cir.:Mandatory requirement of PAN – Issues and clarifications (III)
|
18-10-2006 |
hse cir.: Muhurat Trading.
|
13-10-2006 |
SEBI cir.: Establishment of connectivity with both NSDL and CDSL- Shifting from Trade for Trade Segment (TFTS) to Rolling Segment
|
27-09-2006 |
hse cir.: PAN compulsory in Cash Market effective for the transactions from 01/10/06-Extention of time to 31/12/06.
|
27-09-2006 |
hse cir.: Margining System in Cash Market - Trading in HSE.
|
26-09-2006 |
SEBI cir.: Mandatory requirement of Permanent Account Number (PAN) – Issues and clarifications
|
21-09-2006 |
SEBI cir.: Establishment of connectivity with both NSDL and CDSL- Shifting from Trade for Trade Segment (TFTS) to Rolling Segment
|
21-09-2006 |
hse cir.: Settlement Program
|
21-09-2006 |
hse cir.: Trading in HSE Segment will resume from Friday the 22nd September, 2006
|
19-09-2006 |
hse cir.: PAN Number compulsory in Cash Market.
|
13-09-2006 |
SEBI cir.: Establishment of connectivity with both NSDL and CDSL- Shifting from Trade for Trade Segment (TFTS) to Rolling Segment
|
09-09-2006 |
hse cir.: Delisting of M/s Suryalakshmi Cotton mills ltd w.e.f 11/09/06
|
29-08-2006 |
hse cir.: Margining System in Cash Market
|
29-08-2006 |
hse cir.: Margining System in Cash Market
|
28-08-2006 |
hse cir.: HSE Trading
|
24-08-2006 |
hse cir.: SEBI has suspended the Certificate of registration of M/s Vivenasri
Financial Services Ltd
|
22-08-2006 |
SEBI cir.: Establishment of connectivity with both NSDL and CDSL- Shifting from Trade for Trade Segment (TFTS) to Rolling Segment
|
16-08-2006 |
hse cir.: Settlement Program from 16/08/06 to 09/09/06
|
31-07-2006 |
hse cir.: EXPOSURE LIMITS |
26-07-2006 |
hse cir.: Mandatory requirement of Permanent Account Number (PAN) fortransactions in the Cash Market-in HSE Segment. |
20-07-2006 |
hse cir.: Settlement Program from 25/07/06 to 16/08/06 |
19-07-2006 |
HSE cir.: Prevention of Money Laundering Act, 2002, Obligations of Intermediaries in terms of Rules notified thereunder. |
13-07-2006 |
SEBI cir.: Mandatory requirement of Permanent Account Number (PAN) for transactions in the cash market |
06-07-2006 |
SEBI cir.: Establishment of connectivity with both NSDL and CDSL- Shifting from Trade for Trade Segment (TFTS) to Rolling Segment |
05-07-2006 |
hse cir.: Exposure limits |
23-06-2006 |
hse cir.: trading on 25/06/06 |
20-06-2006 |
hse cir.: Exposure limits |
16-06-2006 |
sebi cir.: Margining in Cash Market |
08-06-2006 |
hse cir.: Settlement Program from 09/06/06 to 20/06/06 |
23-05-2006 |
SEBI cir.: Establishment of connectivity with both NSDL and CDSL- Shifting from Trade for Trade Segment (TFTS) to Rolling Segment |
08-05-2006 |
SEBI .: Report of the Committee to Study The Future of Regional Stock Exchanges (RSEs) – Post Demutualisation |
20-04-2006 |
SEBI cir.: Establishment of connectivity with both NSDL and CDSL- Shifting from Trade for Trade Segment (TFTS) to Rolling Segment |
28-03-2006 |
HSE Cir: Stle Prog from 29/03/06 to 20/04/2006 |
20-03-2006 |
SEBI cir.:Prevention of Money Laundering Act, 2002, Obligations of intermediaries in terms of Rules notified thereunder |
17-03-2006 |
HSE Cir:circuit filters is altered w.e.f. 20/03/06 |
22-02-2006 |
HSE Cir: Stle programmee from 23/02/06 to 01/03/06 |
22-02-2006 |
HSE Cir: SUSPENSION REVOCATION OF M/S ORTIN LABS FROM 23/02/06 |
16-02-2006 |
HSE Cir: Stle programmee from 16/02/06 to 22/02/06 |
07-02-2006 |
HSE Cir: Stle programmee from 07/02/06 to 15/02/06 |
31-01-2006 |
SEBI Press Rel: Committee to study the future of Regional Stock Exchanges – post demutualization |
31-01-2006 |
SEBI Cir: Amendment to the SEBI (Delisting of Securities) guideline 2003 |
30-01-2006 |
HSE Cir: Stle programmee from 30/01/06 to 06/02/06 |
18-01-2006 |
HSE Cir: Stle programmee from 19/01/06 to 27/01/06 |
18-01-2006 |
SEBI Cir: Guidelines on anti money laundering standards |
13-01-2006 |
SEBI Cir: Corporate Governance in listed Companies – Clause 49 of the Listing Agreement |
13-01-2006 |
SEBI Cir: Establishment of connectivity with both NSDL and CDSL- Shifting from Trade for Trade Segment (TFTS) to Rolling Segment |
13-01-2006 |
HSE Cir: Exposure Limits - advance pay-in of Securities. |
16-12-2005 |
HSE Cir: Non-del. period in M/s Tanla Solutins |
14-12-2005 |
HSE Cir: DELISTING OF 8 SCRIPS |
14-12-2005 |
HSE Cir: SETTLEMTN PROGRAMME FROM 15/12/05 TO 30/12/05 |
03-12-2005 |
HSE Cir:Shifting of all scrips to "TRADE FOR TRADE" segment from Monday the 12th December, 2005. |
03-12-2005 |
HSE Cir:Exposure limits |
03-12-2005 |
HSE Cir:Tanla Price Band Altered to 2% w.e.f 05/12/05 |
02-12-2005 |
HSE Cir:Stle Programme from 05/12/05 to 14/12/05 |
25-11-2005 |
HSE Cir:Trading on 26/11/05 Saturday |
22-11-2005 |
HSE Cir:scrips suspension from trading from 25/11/05 |
16-11-2005 |
HSE Cir:Price band in TANLA is altered to 5% w.e.f 17/11/05 |
11-11-2005 |
HSE Cir:Trading permission of M/s NATCO PHAMRA (FCCBS) & SURYALAKSHMI COTTON (BONUS SHARES)
|
09-11-2005 |
HSE Cir:Stle prog from 10/11/05 to 02/12/05 |
08-11-2005 |
SEBI Cir:Order passed by the Hon'ble high court of Gujarat in SCA No. 13946 of 2004 |
25-10-2005 |
HSE Cir:MOORAT TRADING ON 01/11/05 |
25-10-2005 |
HSE Cir:STLE PROGRAMMEE UPTO 09/11/05 |
25-10-2005 |
HSE Cir:trading permission to GV FILMS (RIGHTS ISSUE) |
20-10-2005 |
HSE Cir:revoked from suspension of 1)arnit info and 2)sujana metal prod. |
14-10-2005 |
HSE Cir:11 SCRIPS SUSPENDED FOR NON-PAYNMENT OF LISTING FEE |
10-10-2005 |
BSE Cir:Trade to trade scrips incl. in T and TS groups |
08-10-2005 |
HSE Cir:revocation of Sanghi poly |
07-10-2005 |
NSE Cir:change in price bands from 10/10/05 |
05-10-2005 |
HSE Cir:5 companies will be suspended from trading for non-payment of listing fee |
05-10-2005 |
HSE Cir:NON-PAYMENT OF LISTING FEE |
05-10-2005 |
HSE Cir:NON-PAYMENT OF LISTING FEE |
30-09-2005 |
HSE Cir: Scrip wise Price band |
30-09-2005 |
HSE Cir: settlement programme |
29-09-2005 |
SEBI PR: Order in the matter of Consortex Karl Doelitzsch (India) Ltd. (Formerly Andhra Pradesh Power Tools Ltd.) |
29-09-2005 |
HSE Cir: revised up-front margining system |
29-09-2005 |
HSE Cir: Compulsory PAN in respect of trades executed in F&O Segment. |
26-09-2005 |
SEBI Cir: Investment in ADRs/GDRs/foreign securities by Mutual Funds |
21-09-2005 |
HSE Cir : implement up-front margining system on uniform |
19-09-2005 |
SEBI Cir :SEBI (Disclosure and Investor Protection) {DIP} Guidelines, 2000 |
19-09-2005 |
SEBI Cir : Amendments to the SEBI (Disclosure and Investor Protection) {DIP} Guidelines, 2000 |
14-09-2005 |
SEBI Cir : Trading by Mutual Funds in Exchange Traded Derivative Contracts |
09-09-2005 |
HSE Cir : price band w.e.f 12/09/05 |
08-09-2005 |
HSE Cir : SETTLEMENT PROGRAMME FROM 09/09/05 TO 30/09/05 |
08-09-2005 |
SEBI Cir:Electronic issuance of contract notes – Additional conditions |
05-09-2005 |
HSE Cir:scheme of crop. & demut., re-registration of the exchage etc., |
03-09-2005 |
HSE Cir:close out procedure |
02-09-2005 |
SEBI Cir:Guidelines for execution of block deals on the stock exchanges |
02-09-2005 |
SEBI Cir:Revised Activity schedule for T+2 rolling settlement |
02-09-2005 |
SEBI Cir:Discontinuation of Hand Delivery Bargains/Delivery Versus Payment (DVP) |
01-09-2005 |
HSE Cir:Reduce exposure limits to 5 times with effect from Monday the 05th September, 2005 |
30-08-2005 |
HSE Cir:HSE Pay-in/Pay-out. |
26-08-2005 |
HSE Cir:dealing in illiquid, low priced, penny stocks. |
26-08-2005 |
HSE Cir:Price band w.e.f 29/08/05 |
26-08-2005 |
HSE Cir:Stle prog. from 29/08/05 to 08/09/05 |
26-08-2005 |
HSE --- Rajvir Industries Limited INFORMATION MEMORANDUM FOR LISTING OF 3034997 EQUITY SHARES OF
RS.10 EACH |
08-08-2005 |
HSE Cir.:Comprehensive Risk Management Framework |
01-08-2005 |
HSE Cir.:Block Deals |
01-08-2005 |
HSE Cir.:Daily Price Bands |
11-07-2005 |
AUCTION OF HSE MEMBERSHIP CARDS |
07-07-2005 |
SEBI Cir.: Establishment of connectivity with both NSDL& CDSL- Shifting from Trade for Trade Segment (TFTS) to Rolling Segment |
01-07-2005 |
SEBI Cir.:SEBI (Central Database of Market Participants) Regulations, 2003 |
20-05-2005 |
SEBI Cir.:The BSE (Corporatisation and Demutualisation) Scheme, 2005 |
20-05-2005 |
SEBI Cir.:The BSE (Corporatisation and Demutualisation) Scheme, 2005 |
13-05-2005 |
SEBI Cir.:Comprehensive Risk Management Framework for the Cash Market |
12-05-2005 |
HSE Cir.:Settlement programme from 12/05/05 to 05/06/05 |
12-05-2005 |
SEBI Cir.:Implementation of the SEBI (Stock Brokers and Sub brokers) (Amendment) Regulations, 2003 and format of Model Tripartite Agreement. |
20-04-2005 |
SEBI Cir.: Establishment of connectivity with both NSDL and CDSL- Shifting from Trade for Trade Segment (TFTS) to Normal Rolling Segment (NRS) |
31-03-2005 |
HSE Cir.: Delist companices circulars |
31-03-2005 |
SEBI Cir.: Implementation of the SEBI (Stock Broker and Sub Brokers) (Amendment) Regulations, 2003 and format of Model Tripartite Agreement. |
23-03-2005 |
HSE Cir.: HSE stle prog from 28/03/05 to 12/04/05 |
23-03-2005 |
HSE Cir.: Notice Board to be displayed at the Office of the Reg. Sub-broker |
16-03-2005 |
SEBI Cir.:Compliance Test Report (CTR). |
11-03-2005 |
HSE Cir.:Trades done by Member where buyer client&seller client are same Member Office. |
04-03-2005 |
SEBI Cir.:Margin Trading Facility and Securities Lending and Borrowing |
03-03-2005 |
HSE Cir.:INTRA-DAY LIMITS REDUCED FROM 30 TIMES TO 25 TIMES |
23-02-2005 |
HSE Cir.:Inspection of books of accounts of Members of HSE. |
23-02-2005 |
SEBI Cir.:Comprehensive Risk Management Framework for the cash market |
17-02-2005 |
SEBI Cir.:Revised Format of Monthly Development Report (MDR) |
14-02-2005 |
HSE Cir.:Settlement programmee for the period of 14/02/05 to 08/03/05 |
09-02-2005 |
SEBI Cir.: Election to the governing board of Stock Exchanges |
28-01-2005 |
SEBI Cir.:Review of Dematerialisation Charges |
18-01-2005 |
SEBI Cir.:Establishment of connectivity with both NSDL&CDSL- Shifting(TFTS) to Normal Rolling Segment |
04-01-2005 |
SEBI Cir.: Renewal of Certificate of Registration |
04-01-2005 |
SEBI Cir.: SEBI (Central Database of Market Participants) Regulations, 2003 - Clarifications |
03-01-2005 |
HSE Cir.:Filing of Service Tax Returns with Dept. |
25-11-2004 |
SEBI Cir.:extension of time limit for inplementation of model tripartite agreement |
18-11-2004 |
HSE Cir.: Discussion on continuation of existing Sub-brokerconcept-Meeting on 19.11.04 at 5.P.M. |
11-11-2004 |
HSE Cir.:2nd attempts to obtain UIN under the Central Database of Mkt Participants (MAPIN database). |
08-11-2004 |
HSE Cir.: Settlement Programe from 9/11 to 01/12/04 |
05-11-2004 |
HSE Cir.: CIL SEC.LTD-trading permission under permitted category w.e.f 08/11/04 |
03-11-2004 |
HSE Cir.: Cancellation of Certificate of M/s Kodali sec. by SEBI from 18/11/04 |
02-11-2004 |
HSE Cir.: SEBI (Central Database of Market Participants) Regulations, 2003. |
02-11-2004 |
HSE Cir.: trading Session on Diwali i.e., Friday the 12/11/04 from 5.30 pm to 6.45 pm |
28-10-2004 |
SEBI Cir.: Comprehensive guidelines for Investor Protection Fund/Customer Protection Fund at Stock Exchanges |
27-10-2004 |
SEBI Cir.: SEBI (Central database of Market partcicipants)Regulations 2003 |
26-10-2004 |
SEBI Cir.: Uniqe client code for Mutual Funds and FIIs |
21-10-2004 |
HSE Cir.: Shifting from Trade for Trade seg. to Normal Rolling segment |
30-09-2004 |
SEBI Cir.: : Restructuring of the Subsidiary Management |
28-09-2004 |
HSE Cir.: Trading permission of Nav Bharat ferro (Pref Issue) and Matrix labs (Pref. issue) |
23-09-2004 |
SEBI Circ.:Securities Transaction Tax (STT) – Draft Rules, 2004 |
17-09-2004 |
HSE Cir.:Delisting of Equity Shares KCP LTD |
17-09-2004 |
HSE Cir.:Delisting of Equity Shares Visesh Infotecnics |
17-09-2004 |
HSE Cir.:Delisting of Equity Shares Visualsoft |
17-09-2004 |
HSE Cir.:Delisting of Equity Shares ACI Infocom |
17-09-2004 |
HSE Cir.:Delisting of Equity Shares OF ABM Knowledgeware |
17-09-2004 |
HSE Cir.:Delisting of Equity Shares OF Megasoft |
17-09-2004 |
HSE Cir.:Delisting of Equity Shares OF Satyam Computer Services |
17-09-2004 |
HSE Cir.:Delisting of Equity Shares OF Indbank Merchant Banking Serv |
07-09-2004 |
HSE Circ.:Time duration for transfer of funds&securities from member to client. |
01-09-2004 |
HSE Circ.:Subex systems 6097 eq.shrs of ESOP trading permission |
26-08-2004 |
SEBI Circ.:Uniform Documentary Requirements for trading. |
25-08-2004 |
SEBI Circ.:Sub: Global Trust Bank Ltd |
24-08-2004 |
SEBI Circ.:Sub: Time duration for transfer of funds and securities from member to client |
23-08-2004 |
SEBI Circ.:Sub: Implementation of Securities Transaction Tax |
19-08-2004 |
HSE Circ.:SEBI-Central Database of MarketParti.Regu.2003 |
19-08-2004 |
HSE Circ.:Rolling Setl.Programme |
18-08-2004 |
HSE Circ.:HSE 61st AGM Notice |
17-08-2004 |
NSE Circ.:SEBI(Central Database ofMarket Parti.)Reg.2003 |
16-08-2004 |
SEBI CIR :SEBI (Central Database of Market Participants) Regulations, 2003 |
| 29-07-2004 |
SEBI circular on GTB |
28-07-2004 |
Revamped SEBI Investor Website |
| 22-07-2004 |
Membership Card Value for Networth Calculations of Members |
| 16-07-2004 |
Central Database of Market Participants Regulations, 2003 |
| 16-07-2004 |
Establishment of connectivity with both NSDL&CDSL-Shifting from Trade for Trade to Normal Rolling Segment |
| 16-07-2004 |
REPORT OF THE MALEGAM COMMITTEE ON DISCLOSURE REQUIREMENTS IN OFFER DOCUMENTS |
| 16-06-2004 |
Establishment of connectivity with both NSDL&CDSL-Shifting from Trade for Trade to Normal Rolling Segment |
| 10-06-2004 |
Straight Through Process ing Service in the Indian Securities Market |
| 26-05-2004 |
Straight Through Process ing Service in the Indian Securities Market |
| 26-05-2004 |
application for registration of sub brokers. |
| 30-04-2004 |
: Frequent change of names by listed companies |
| 27-04-2004 |
Depositories, Custodians, AMFI, STP service providers and STP Centralized Hub |
| 21-04-2004 |
Settlement of transactions in the case of holidays |
15-04-2004 |
Establishment of connectivity with both NSDL&CDSL- Shifting from Trade for Trade to Normal Rolling Segment |
01-04-2004 |
:Mandatory use of STP system for all institutional trades executed on the stock exchanges |
31-03-2004 |
Margin Trading&Securities Lending&Borrowing–Clarification |
19-03-2004 |
Margin Trading and Securities Lending and Borrowing |
| 03-02-2004 |
Issuance of Electronic Contract Notes |
| 14-01-2004 |
Review of norms relating to trading by members/sub brokers. |
| 13-01-2004 |
Review of norms relating to trading by members/sub brokers. |
| 13-01-2004 |
Shifting from TFTS to Normal Rolling Segment (NRS) |
| 13-01-2004 |
Shifting from TFTS to Normal Rolling Segment (NRS) |
| 01-01-2004 |
SEBI (Central Database of Market Participants) Regulations, 2003 |
| 30-12-2003 |
T+2 rolling settlement - Cash Market - Risk Management |
| 22-12-2003 |
Secondary Market for Corporate Debt Securities - Clarifications |
| 20-11-2003 |
Reduction in Notice Period for fixing the Book closure/Record date |
| 19-11-2003 |
Disclosure of proprietary trading by broker to client |
| 08-10-2003 |
Introduction of new trading segments. |
| 30-09-2003 |
Risk Disclosure Document. |
| 30-09-2003 |
Secondary Market for Corporate Debt Securities. |
| 29-09-2003 |
: Listing of further issue of capital |
| 29-09-2003 |
Unique Client Code. |
| 23-09-2003 |
Unique Client Code Data |
| 27-08-2003 |
Mode of Payment and delivery |
| 27-08-2003 |
"Pro – account” trading terminal |
| 26-08-2003 |
corporate governance in listed Companies – Clause 49 of the listing agreement |
| 11-08-2003 |
Provisional Rules Governing Trading in BSE Segment |
| 11-08-2003 |
Regn.of Sub-brokers and related compliances |
| 06-08-2003 |
Corrigendum to Circular no SEBI/SMD/SE/13/2003/10/04 dated April 10, 2003. |
| 01-08-2003 |
Trading under Normal Rolling with immediate effect |
| 25-07-2003 |
print mnemonic on the stationery |
| 25-07-2003 |
sample of the mnemonic |
| 09-07-2003 |
Investor Grievances and Guidance Division |
| 09-07-2003 |
Change in Status and Constitution of the Stock Brokers in Cash and Derivatives |
| 09-07-2003 |
No-Objection Certificate (NoC)under Cir.No.SEBI/SMD/SE/Cir-24/2003/18/06 dt 18/06/03 |
| 27-06-2003 |
Suspension of certificate of registration of M/s Kaynet Capital Ltd.etc of BSE |
| 25-06-2003 |
Failure to pay fees in the manner specified in Schedule III of the SEBI (Stock brokers and Sub-brokers) Rules and Regulations, |
| 25-06-2003 |
Close out mark up in respect of debentures and bonds traded on the Stock Exchanges |
| 24-06-2003 |
Issue of SEBI (informal Guidance) Scheme, 2003 |
| 19-06-2003 |
Listing Fees |
| 18-06-2003 |
Refund of base minimum capital |
| 11-06-2003 |
Composition of Capital and Margins |
|
|
FORMAT OF AUDITORS CERTIFICATE FOR REPORTING TURNOVER |
| 05-06-2003 |
Trade Guarantee Fund(TGF)/Settlement Guarantee Fund(SGF)-reduced exposure for ten rolling settlement |
| 02-06-2003 |
Constitution of arbitration Committees and Arbitration Panels |
| 02-06-2003 |
Electronic Data Information Filing And Retrieval (EDIFAR) |
| 02-06-2003 |
Eligibility of a sub-broker to trade through the Subsidiary Company. |
| 02-06-2003 |
Use of Impact Cost Calculations of another Exchange |
| 05-05-2003 |
SEBI Reg.No of Brokers/Sub-brok. to be quoted on all correspondences with SEBI |
| 29-04-2003 |
List of Companies allowed to be traded under Normal Rolling Settlement Mode |
| 10-04-2003 |
Maintenance of arbitration records. |
| 31-03-2003 |
Issue of Unique Client Code by Exchanges for Mutual Funds |
| 11-03-2003 |
Risk Management for T+2 rolling settlement |